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FSA - HANDLING CLIENT MONEY

  
Searchlight Solutions - 1 day - Intermediate - In-House - £950 (includes materials, equipment/machinery)
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Description and objective: Delegates who successfully complete this workshop will be able to:

- explain the responsibilities of firms when Handling Client Money

- outline and define the key requirements of the FSA - CASS Rules Sourcebook

- describe the operational implications within their firms

- assist in identifying any reviews or changes required within their firms

Suitability: The workshop is suitable for directors, approved persons, senior management, finance and customer-facing staff, supervisors and compliance officers with regulatory responsibilities
 

Contact Searchlight Solutions

Phone 01293 763105 When calling be sure to mention Training Pages
Fax01293 763155

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Categories

 •Finance > Insurance > Insurance Training
 •Finance > Regulatory and risk > Regulation and Compliance


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